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Compliance Monitoring & Testing Manager
Title: Compliance Monitoring & Testing Manager
Category: Accounting & Finance
Job type: Permanent
Job status: Full Time
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We have an exciting opportunity for a Compliance Monitoring & Testing Manager in our Compliance team to work closely with the Head of Compliance and wider core functions within a growing, successful online consumer finance business.

RateSetter is changing the way people think about Investing and Borrowing. Over the 8 years we have been running our platform we have won numerous awards including the Best Peer-to-peer Lender at the FT and Investors Chrome Investment & Wealth Management Awards, four times running.

We believe that people should be able to directly access lending as an investment and that borrowers should be able to access attractive loans. So far over 70,000 investors have lent more than £2.9Billion via our award winning online investment platform, all without losing a penny.

This is a newly created role, which will be an integral part of the Compliance Team working closely with the Head of Compliance to deliver a robust and proportionate compliance programme through 2nd line monitoring and testing of regulatory and compliance assurance across RateSetter's core business functions to ensure policies, procedures and controls remain in place and are effectively mitigating any future business risks.

We are looking for someone who is a self-starter and able to work effectively as an individual and as part of team with good communication and presentation skills with the ability to understand key business processes and make sound decisions in the best interests of the business, as well as challenging and influencing decisions in a constructive way. This is a great role for someone looking to take ownership of the Compliance Monitoring & Testing plan and delivery within a fast paced successful regulated business.


Experience of working in a Monitoring & Testing position within a regulated financial services environment (preferably with a consumer credit background) Knowledge of data protection and FCA regulation including, Consumer Credit Regulations e.g. FCA CONC Sourcebook and CCA requirements FCA financial promotions regulations FCA handbook in particular the following sourcebooks; SYSC, PRIN, COBS, CASS and DISP Proven experience implementing/maintaining frameworks, systems and controls for compliance Benefits


All applicants must be currently located in and fully eligible to work in the UK.
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