10,502 total live jobs
 
Search jobs
Enter keyword(s):Search tips
Select job sector:
Enter Town/Country/Postcode
Enter salary range (£)
Advanced search
Register your CV
Let us make life easier for you! By storing your CV in our secure database recruiters can find YOU taking the hassle out of looking for jobs yourself.

Jobs
Compliance Officer - Trading / Hedge Fund - Central London
 
Title: Compliance Officer - Trading / Hedge Fund - Central London
Category: Accounting & Finance
Job type: Permanent
Job status: Full Time
Salary: £65,000.00 - £90,000.00
Salary per: annum
More jobs like this
More jobs by this recruiter
Create jobs by email
 
Description:
Global systematic driven asset management hedge fund growing consistently is looking to appoint a Compliance Officer in their UK Central London office to ensure the robust and continued delivery of well managed best practice UK / European trading adhering to statutory and regulatory requirements.

As a Compliance Officer your role will include:

* Monitor daily positions for EU short and long positions; managing positions in accordance with set limits; populating and filing disclose notifications with regulators

* Review and approve requests in accordance with the firm's Code of Ethics policies, including personal account dealing, gifts and entertainments, outside business interests, and family relationships

* Deal with trading requests relating to restricted securities

* Monitor the restricted list management

* Assist with maintaining the UK and Paris compliance infrastructure, including local compliance manuals and related policies and procedures, and training materials

* Assist with completion of monthly tasks in accordance with the Compliance Monitoring Program

* Research regulatory issues and assisting with impact analysis

Profile:

* Experience of European financial regulation for investments and financial markets

* Ability to work independently and make decisions autonomously when called upon to do so

* Strong team player with who can collaborate with others

* Inquisitive, self-motivated, and prepared to use initiative to constructively challenge the status quo

* Detail orientated, able to set priorities and work in a pressurised environment

* Good verbal and written communication skills; able to deal with individuals at all levels of seniority

For more information on both contract and permanent roles via aap3, industry news and updates, check out our brand new website, follow our aap3 Recruitment page on Linkedin and follow us on twitter @aap3recruitment
Apply for this job
 
(3rd party vacancy)
 
If this job is not for you, why not try one of these instead?